Compliance - vizre.co.za

We have a dedicated team of qualified compliance officers to cater for all you regulatory requirements

Registered with the Financial Sector Conduct Authority (FSCA) as a compliance provider, we offer expert external compliance officer appointments that can help you with anything from licensing and policy development, to process optimisation and adherence to FAIS FSP requirements. Our expertise not only safeguards your operations against legal pitfalls, but also streamlines your processes for better efficiency and customer satisfaction.
Trust us to drive your dealership forward, keeping you ahead in compliance and performance.

We also have a specialised focus in the car dealership space

Our comprehensive compliance solutions are tailored specifically for the automotive industry, ensuring your dealership navigates the complexities of regulatory standards with ease.

What do we offer?

Dealership Setup

Our dealership setup offers a comprehensive solution that addresses every aspect of regulatory compliance. This includes; but not limited to: the foundational 3Ps – policy, procedure, and process – along with FAIS FSP licensing requirements; systems and the Ts & Cs

FICA Toolbox

Vizre provides comprehensive FICA compliance services to all Accountable Institutions. Our offerings include FICA training for employees, hands-on assistance with implementing FICA requirements in your business, and support in preparing for FIC inspections.

FAIS Licensing and Profile Changes

Simplify Your FSP License Registration and Updates: Vizre is your expert guide through the FSP licensing process with the Financial Sector Conduct Authority (FSCA). We support you from initial application to submission, ensuring all documents are prepared and queries addressed. We also assist with any profile changes to your existing FSP license, including name changes and updating Key Individuals or Representatives. Trust us to handle the formalities and any follow-up with regulators efficiently.

Need help with your FSP license or profile updates? Contact us today

Compliance Monitoring Services

Our compliance monitoring service for independent financial advisors features a dedicated compliance officer who:

Conducts regular onsite assessments and file sampling
Produces detailed reports and recommends necessary remedial actions
Regularly reviews customized risk management plans
Completes and submits FSCA compliance reports
Attends and supports during FSCA onsite visits
Guides and supports with FAIS related customer complaints
Keeps your business updated with regular compliance updates and newsletters
Hosts informative webinars and seminars for hands-on compliance assistance

Ad-Hoc Services

Implementation and compliance with risk management processes (including FICA and POPI)
Preparation assistance for FSCA onsite visits
Customization of business templates
Assistance with profile changes such as FSP name changes and updating Key Individuals or Representatives
For FSPs with internal compliance functions, we offer an independent assessment to evaluate the effectiveness of your compliance processes, providing additional peace of mind.